SEC Text Message Compliance

  • SEC Text Message Compliance

Capture and archive text messages across iMessage, SMS, and WhatsApp in full compliance with SEC Rule 17a-4 and FINRA retention requirements.

DOWNLOAD THE CHECKLIST Get Yours Today

SEC & FINRA
Compliant Text Capture

REQUEST A DEMO Get Yours Today

Avoid Costly Fines & Compliance Risks Recent SEC and FINRA enforcement actions have cost firms millions in penalties due to unarchived mobile messages. Relying on personal devices or manual processes puts your firm at risk. REQUEST A DEMO

AUDIT-PROOF ARCHIVING, SIMPLIFIED

SnippetSentry captures all relevant communications and stores them in tamper-proof, searchable archives that satisfy even the toughest audits.

  • SEC 17a-4 Compliant Storage
  • FINRA Rule 4511 Retention Support
  • Automated Mobile Capture (iMessage, SMS, WhatsApp, Signal)
  • Seamless Export for eDiscovery & Audits

Meet FOIA and records retention requirements. LEGAL Whether you’re a compliance officer, IT leader, or managing risk in regulated industries, SnippetSentry helps your organization stay protected and audit-ready. WHO IT'S FOR REQUEST A DEMO IT LEADERS Safeguard client communications and maintain defensibility. Reduce compliance risks while keeping operations simple. Government

"98% of firms using SnippetSentry pass audits without communication-related findings." TRUSTED BY:

REQUEST A DEMO